R.philip Petrowski
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Middleton, WI 53562
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CRD#: 4162606
Professional summary
R.philip Petrowski, CFP®, CPWA®, who also goes by Robert Philip Petrowski, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Middleton, Wisconsin and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Middleton, Wisconsin.
R.philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. R.philip has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 3, Series 31, Series 7, Series 51, Series 30 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Philip Petrowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ROBERT PHILIP PETROWSKI, 7800 Discovery Dr, STE 300, Middleton WI 53562, 10/2011, Agent, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) BLACKHORN PARTNERS PRIVATE WEALTH LLC, 7800 Discovery Dr, STE 300, Middleton WI 53562, United States, 04/15/2011, Owner, INV REL, 20 HR/MO 0 HR/MO TRADING 3) CENTRIFUGE CAPITAL ADVISORS LLC, 411 Windy Peak Rd, Verona WI 53593, United States, 04/30/2010, Owner, Real Estate, NIR, 5 HR/MO 0 HR/MO TRADIN 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 160 HR/MO 120HR/TRADING, 10/2011 5) PHI KAPPA SIGMA INTERNATIONAL FRATERNITY, 716 ADAMS ST STE A CARMEL IN, BOARD MEMBER, 08/2021. NIR 1 HR/MO 0 HR/MO TRADING 6) PHI KAPPA SIGMA FOUNDATION INC, 315 W WASHINGTON AVE MADISON WI, BOARD MEMBER OF A NON-PUBLIC ENTITY, DIRECTOR, 04/2021, NIR, 1 HR/MO 0/TRADING HR 7) CASA TEJON DE PLAYA LIMITADA, 411 WINDY PEAK RD VERONA WI, 10/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view R.philip Petrowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
CPWA®
Start date: 2021-08-30
Expire date: 2023-07-31
Experience
Current
October 5, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7800 Discovery Drive, Suite 300, Middleton, WI 53562RIA
CRD#: 134139
Middleton, WI
Current
October 11, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7800 Discovery Drive, Suite 300, Middleton, WI 53562BD
CRD#: 39543
Middleton, WI
Past
February 22, 2005 - March 16, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MADISON, WI
Past
February 22, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 22, 2005 - March 16, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MADISON, WI
Past
November 20, 2002 - June 16, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
April 24, 2000 - April 6, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 24, 2000 - April 6, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/18/2017)
RR
California(12/13/2021)
RR
Colorado(11/19/2021)
RR
Florida(5/17/2022)
RR
Georgia(7/20/2016)
RR
Hawaii(10/18/2017)
RR
Illinois(10/11/2011)
RR
Indiana(10/11/2011)
RR
Iowa(10/11/2011)
RR
Michigan(10/11/2011)
RR
Minnesota(10/11/2011)
RR
New Jersey(4/26/2022)
RR
New York(8/2/2023)
RR
Texas(6/3/2015)
IAR
Texas(1/4/2016)
IAR
Wisconsin(10/5/2011)
RR
Wisconsin(10/11/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
