DS
David R. St. John
CETERA INVESTMENT ADVISERS LLC
OWASSO, OK 74055
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CRD#: 4162586
DS
Professional summary
David Russell St. John, CFP®, who also goes by David Russell St John, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Owasso, Oklahoma and CETERA WEALTH SERVICES, LLC located in Owasso, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Russell St John
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) St. John Bookkeeping & Tax~'NIR'~9500 N. 129th E. Ave., Suite 122~Owasso~OK~74055~Tax Preparation/Accounting~Accountant/Bookkeeper~4/2/2016~5hrs~20hrs~Bookkeeping and tax services 2) Project Hope Worldwide~'NIR'~12330 E 86th St N~Owasso~OK~74055~Other~Other~1/2/2004~5hrs~1hrs~Assist in the leadership of the mission located in Juarez, Mexico.| 3) ST. JOHN INSURANCE- DBA ONLY FOR ST. JOHN FINANCIAL GROUP, INC. POSITION: President of St. John Financial Group, Inc. NATURE: St. John Insurance is a DBA only. Itwas been disclosed previously, but the RegEd and CMAX do not show the record. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/28/2008 ADDRESS: 9500 N 129Th E Ave, Ste 122, Owasso OK 74055, United States DESCRIPTION: DBA only. All activities occur under St. John Financial Group, Inc. 4) ST. JOHN FINANCIAL GROUP. INC POSITION: Owner/Sole Proprietor NATURE: Accounting/Bookkeeping (No Tax Preparation) INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2001 ADDRESS: 9500 N 129th E Ave, Ste 122, Owasso OK 74055, United States DESCRIPTION: Owner of CFP firm 5) ST. JOHN FINANCIAL SERVICES, DBA FOR ACTIVITIES OF ST. JOHN FINANCIAL GROUP, INC POSITION: President of St. John Financial Group, Inc. NATURE: This is a DBA used for marketing the overall financial services activities of St. John Financial Group, Inc. These previously disclosed and approved services include accounting, tax, financial planning, and wealth management. Website: stjohnfinanciagroup.com. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/28/2008 ADDRESS: 9500 N 129Th E Ave, Ste 122, Owasso OK 74055, United States DESCRIPTION: DBA only. All activities occur under St. John Financial Group, Inc. Accountant, tax preparer, financial planner, wealth management. 6) ST. JOHN INSURANCE, DBA FOR ACTIVITIES OF ST. JOHN FINANCIAL GROUP, INC. POSITION: President of St. John Financial Group, Inc. NATURE: This is a DBA used for marketing the insurance service activities of St. John Financial Group, Inc. These previously disclosed and approved services include property and casualty insurance (personal, commercial), employee benefits (health, dental, vision, life, disability, accident), and fixed term life products. All variable life, variable annuity, and index annuity products are placed thought Avantax affiliated insurance agency. Companies represented include CNA, Geico, Hartford, MSA, National General, Travelers, Mercury, American Modern, Foremost, Progressive, Safeco, Blue Cross, United Health Care, Aetna, Community Care, and several brokerage networks, such as Burns & Wilcox, Risk Placement Services, Graham-Rogers, and One General Agency. Website: stjohninsurance.net INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/28/2008 ADDRESS: 9500 N 129Th E Ave, Ste 122, Owasso OK 74055, United States DESCRIPTION: Insurance agent: commercial/personal insurance, employee benefits. 7) ST. JOHN ACCOUNTING & TAX, DBA FOR ACTIVITIES OF ST. JOHN FINANCIAL GROUP, INC. POSITION: President of St. John Financial Group, Inc. NATURE: This is a DBA used for marketing the accounting and tax services activities of St. John Financial Group, Inc. These previously disclosed and approved services include accounting and tax services for small businesses and personal tax preparation. Website: stjohnbookkeeping-tax.com. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/02/2016 ADDRESS: 9500 N. 129th E. Ave., Suite 122, Owasso OK 74055, United States DESCRIPTION: Accountant and tax preparer.
CRS (Client Relationship Summary) - RIA
Click below to view David Russell St. John's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13306 E. 94th Pl N, Owasso, OK 74055RIA
CRD#: 105644
OWASSO, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9500 N 129th E Ave Ste 122, Owasso, OK 74055BD
CRD#: 13572
OWASSO, OK
Past
October 25, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
OWASSO, OK
Past
October 25, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
OWASSO, OK
Past
July 1, 2011 - October 26, 2012
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
OWASSO, OK
Past
July 1, 2011 - October 26, 2012
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OWASSO, OK
Past
March 21, 2006 - July 6, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
OWASSO, OK
Past
January 11, 2005 - July 6, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
OWASSO, OK
Past
May 17, 2000 - November 9, 2004
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Owasso, OK 74055TRUST BUT VERIFY
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