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RM

Rakesh T. Mehta

ICONIQ CAPITAL
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4162329
RM

Professional summary

Rakesh Tailap Mehta is a registered financial advisor currently at ICONIQ CAPITAL, LLC located in San Francisco, California.

Rakesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rakesh has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rakesh Tailap Mehta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2012 - Present

ICONIQ CAPITAL, LLC

Office #1: 50 Beale St. Ste 2300, San Francisco, CA 94105Office #2: 244 Jackson Street Suite 300, San Francisco, CA 94111
RIA
CRD#: 159198
San Francisco, CA
Past

June 1, 2009 - March 7, 2012

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

June 1, 2009 - March 7, 2012

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

December 15, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SAN FRANCISCO, CA
Past

September 17, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN FRANCISCO, CA
Past

May 21, 2003 - October 30, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 14, 2003 - October 30, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

February 27, 2003 - March 4, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 22, 2000 - April 2, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP

CRD#: 159198 / SEC#: 801-72878

RIA
Registered Investment Advisory firm - (12/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/18/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/22/2001
National Commodity Futures Examination

Current Firm

IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP

CRD#: 159198 / SEC#: 801-72878

RIA
Registered Investment Advisory firm - (12/1/2011 Approved)
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Contact information

Main Address
50 Beale St. Ste 2300, San Francisco, CA 94105
Mailing Address
P.o. Box 2929, San Francisco, CA 94126-2929
Phone number
(415) 967-7763
Established
Firm type
Fiscal year end
# of Employees
463

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ICONIQ CAPITAL PART 2A MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,537
AUM (Assets Under Management)$ 95,050,705,302

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025
Cover Page
Report
12/20/2024
Cover Page
Report
01/25/2024
Cover Page
Report
02/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICONIQ CAPITAL, LLC

CRD#: 159198San Francisco, CA 94105

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