Bo Sun
Professional summary
Bo Sun is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Bo is registered as a RR (Registered Representative) and started their career in finance in 2000. Bo has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bo Sun's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2020 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035March 29, 2017 - December 31, 2019
FIRST HEARTLAND CAPITAL, INC.
November 4, 2015 - December 31, 2016
OSAIC SERVICES, INC.
April 24, 2000 - September 22, 2015
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(12/10/2020)
(4/27/2021)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
