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MS

Marcelo A. Salas

SEQUENCE FINANCIAL SPECIALISTS LLC
Tampa, FL
Some features on this profile are disabled
CRD#: 4161269
MS

Professional summary


Marcelo Alejandro Salas, who also goes by Marcelo Salas, is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Tampa, Florida.

Marcelo is registered as a RR (Registered Representative) and started their career in finance in 2000. Marcelo has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marcelo Salas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marcelo Alejandro Salas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 24, 2023 - Present

SEQUENCE FINANCIAL SPECIALISTS LLC

BD
CRD#: 132915
Tampa, FL
Past

February 7, 2001 - July 14, 2005

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

June 5, 2000 - October 31, 2000

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/11/2025)
RR
California
(10/17/2023)
RR
Connecticut
(6/19/2025)
RR
Delaware
(11/4/2024)
RR
District of Columbia
(6/27/2025)
RR
Florida
(10/17/2023)
RR
Georgia
(12/17/2023)
RR
Illinois
(10/20/2023)
RR
Indiana
(4/12/2024)
RR
Kansas
(11/18/2024)
RR
Maryland
(6/9/2025)
RR
Massachusetts
(10/17/2023)
RR
Michigan
(2/27/2024)
RR
Minnesota
(8/22/2025)
RR
New Jersey
(9/15/2023)
RR
New York
(10/17/2023)
RR
North Carolina
(1/18/2024)
RR
Ohio
(2/28/2024)
RR
Pennsylvania
(1/27/2025)
RR
Rhode Island
(12/10/2024)
RR
South Carolina
(3/11/2025)
RR
Tennessee
(3/11/2025)
RR
Texas
(10/20/2023)
RR
Virginia
(2/27/2024)
RR
Washington
(12/9/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 9/14/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/24/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SF
SEQUENCE FINANCIAL SPECIALISTS LLC
INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: , 8-66657

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
181 E. Evans Street Ste C1, Florence, SC 29506
Mailing Address
181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506
Phone number
(843) 319-9100
Established
South Carolina since 04/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEQUENCE HOLDINGS LLCOWNER
ANDRES, SARA JANEMANAGING PRINCIPAL2985300
GRAHAM, ANDREA JONESCOO6090670
LAVENDER, STACEY LYNNCCO4365033
SCHAPS, MICHAEL ROBERTFINOP1892138

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915Tampa, FL

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