Ely Chocron Benatar
Professional Summary
Ely Chocron Benatar, who also goes by Ely Chocron, is a registered financial advisor currently at VISION FINANCIAL MARKETS LLC located in Miami Beach, Florida. Ely is registered as a RR (Registered Representative) and started their career in finance in 2000. Ely has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ely Chocron
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Contact Information
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
HR TRADER | VISION LIMITED PARTNERSHIP | VISION FINANCIAL MARKETS LLC
Contact Information
Main Address
1010 Washington Blvd Suite 300, Stamford, CT 06901Mailing Address
1010 Washington Blvd Suite 300, Stamford, CT 06901Phone Number
(203) 388-2700Established
Delaware since 05/15/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHMAN, HOWARD MARTIN | PRESIDENT, CFO, CEO, FINOP, PRINCIPAL FINANCIAL OFFICER | 1098190 |
| ROTHMAN, MICHAEL DAVID | GENERAL MANAGER | 6682487 |
| FELAG, JOHN CHRISTOPHER | CHIEF RISK OFFICER | 1874602 |
| HERRITT, JOSHUA DAVID | VP ADMINISTRATION, MUNICIPAL BOND PRINCIPAL, AND ROSFP | 6205459 |
| KARAFA, JOHN MICHAEL | CHIEF COMPLIANCE OFFICER, AMLCO, AND ROSFP | 2927594 |
| MARTINEZ, ANA | VICE PRESIDENT OPERATIONS, PRINCIPAL OPERATIONS OFFICER | 5288054 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/3/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Ely Chocron Benatar's CRS (Customer Relationship Summary).
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