Eric J. Glassbrenner

CROSS BORDER WEALTH

New York, NY 10169

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CRD#: 4160645

Professional summary

Eric James Glassbrenner is a registered financial advisor currently at CROSS BORDER WEALTH, LLC located in New York, New York.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eric has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) I am an independent contractor to insurance brokerage companies that help me identify insurance and annuity solutions 2.) From time to time, as an avid music lover, I help friends of mine at their award-winning jazz club.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Glassbrenner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2021 - Present

CROSS BORDER WEALTH, LLC

Office #1: 230 Park Avenue 4th Floor West, New York, NY 10169

RIA

CRD#: 288330

New York, NY

Past

December 3, 2018 - November 5, 2021

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Pittsburgh, PA

Past

July 26, 2018 - December 4, 2018

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2003

General Securities Representative Examination

Current Firm

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

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Contact information

Main Address

230 Park Avenue 4th Floor West, New York, NY 10169

Mailing Address

Phone number

(646) 688-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	463
AUM (Assets Under Management)	$ 138,847,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Glassbrenner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Glassbrenner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARAPHI ADVISORY NETWORK, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

LYONS WEALTH MANAGEMENT

APW CAPITAL, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CROSS BORDER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2003

Series 63

Date: 12/2/2000

SIE

Date: 1/4/2016

Series 7

Date: 10/30/2003

Current Firm

CROSS BORDER WEALTH, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSS BORDER WEALTH, LLC

TRUST BUT VERIFY

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