Konstantinos Stathopoulos
Professional summary
Konstantinos Stathopoulos, who also goes by Konstantinos N Stathopoulos, Kosta Stathopoulos, Konstantinos Stathopoulos, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Burlingame, California.
Konstantinos is registered as a RR (Registered Representative) and started their career in finance in 2000. Konstantinos has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Konstantinos Stathopoulos's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1411 Chapin Avenue, Burlingame, CA 94010August 9, 2021 - March 7, 2025
ALPS DISTRIBUTORS, INC.
January 14, 2019 - April 12, 2021
ARISTOTLE CAPITAL MANAGEMENT, LLC
January 11, 2019 - April 9, 2021
IMST DISTRIBUTORS, LLC
July 26, 2016 - October 23, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 16, 2016 - October 23, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 22, 2013 - May 16, 2016
BRIGHTON JONES LLC
December 13, 2005 - February 21, 2013
FISHER INVESTMENTS
November 13, 2000 - October 6, 2005
UBS FINANCIAL SERVICES INC.
May 10, 2000 - November 22, 2000
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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