Jonathan S. Hurd

JM FINANCIAL SECURITIES

New York, NY 10019

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CRD#: 4159864

Professional summary

Jonathan Scott Hurd is a registered financial professional currently at JM FINANCIAL SECURITIES, INC. located in New York, New York and ICBC STANDARD SECURITIES INC. located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 27 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 52TO, Series 79TO, SIE, Series 55, Series 14, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Scott Hurd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2019 - Present

JM FINANCIAL SECURITIES, INC.

Office #1: 1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019

CRD#: 166504

New York, NY

Current

August 30, 2019 - Present

ICBC STANDARD SECURITIES INC.

Office #1: 520 Madison Avenue 28th Floor, New York, NY, 10022

CRD#: 35560

New York, NY

Past

April 3, 2025 - June 11, 2025

YORKVILLE SECURITIES, LLC

CRD#: 330480

MOUNTAINSIDE, NJ

Past

November 7, 2024 - April 25, 2025

REMSENBURG SECURITIES, LLC

CRD#: 322870

REMSENBURG, NY

Past

October 24, 2023 - March 14, 2025

EXEMPLAR CAPITAL, LLC

CRD#: 155786

BOSTON, MA

Past

March 1, 2023 - November 26, 2024

USREM SECURITIES LLC

CRD#: 317571

NEW YORK, NY

Past

October 7, 2022 - March 1, 2024

FAMILY INVESTORS COMPANY

CRD#: 1785

FANWOOD, NJ

Past

March 3, 2022 - September 10, 2025

RMB SECURITIES (USA) INC.

CRD#: 314958

New York, NY

Past

August 6, 2020 - October 7, 2022

FAMILY INVESTORS COMPANY

CRD#: 1785

FANWOOD, NJ

Past

April 2, 2019 - February 7, 2024

STANDARD NEW YORK, INC.

CRD#: 173725

NEW YORK, NY

Past

February 27, 2019 - October 30, 2020

BRG CAPSTONE CAPITAL ADVISORS

CRD#: 282519

Nashville, TN

Past

January 11, 2017 - September 7, 2021

IQ CAPITAL (USA) LLC

CRD#: 283405

NEW YORK, NY

Past

March 7, 2014 - January 13, 2016

SITUS CAPITAL MANAGEMENT LLC

CRD#: 159007

ATLANTA, GA

Past

January 16, 2013 - March 27, 2014

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341

NEW YORK, NY

Past

December 17, 2012 - February 16, 2018

CAPITAL ASSET ADVISORS, INC.

CRD#: 19607

OYSTER BAY, NY

Past

April 17, 2012 - December 11, 2020

SWEDBANK SECURITIES US, LLC

CRD#: 141190

NEW YORK, NY

Past

October 7, 2010 - May 31, 2012

A.B. WATLEY DIRECT, INC.

CRD#: 18663

NEW YORK, NY

Past

February 18, 2010 - August 28, 2013

MEREDITH WHITNEY SECURITIES, LLC

CRD#: 110665

NEW YORK, NY

Past

February 12, 2010 - May 20, 2010

VERITION SECURITIES LLC

CRD#: 150918

GREENWICH, CT

Past

October 6, 2009 - December 1, 2009

HCFP/CAPITAL MARKETS LLC

CRD#: 149111

NEW YORK, NY

Past

June 10, 2009 - February 25, 2019

AURIGA USA, LLC

CRD#: 121731

NEW YORK, NY

Past

March 9, 2009 - March 3, 2011

STONECASTLE SECURITIES, LLC

CRD#: 131211

NEW YORK, NY

Past

February 4, 2009 - May 9, 2018

JEFFERSON NATIONAL SECURITIES CORPORATION

CRD#: 47582

COLUMBUS, OH

Past

January 26, 2006 - November 13, 2008

TERWIN CAPITAL, LLC

CRD#: 122463

NEW YORK, NY

Past

January 3, 2005 - January 17, 2006

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

MELVILLE, NY

Past

December 9, 2003 - January 3, 2005

GREENPOINT SECURITIES LLC

CRD#: 127042

LAKE SUCCESS, NY

Past

June 24, 2003 - January 5, 2004

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

LAKE SUCCESS, NY

Past

December 3, 2001 - January 5, 2004

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

April 12, 2000 - November 7, 2001

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/25/2019)

New York
(6/25/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/30/2001

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 6/9/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/9/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ICBC STANDARD SECURITIES INC.

ICBC STANDARD SECURITIES INC. | STANDARD NEW YORK, INC | STANDARD NEW YORK SECURITIES, INC.

CRD#: 35560 / SEC#: , 8-46816

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1185 Avenue Of The Americas Suite 1505, New York, NY 10036

Mailing Address

1185 Avenue Of The Americas Suite 1505, New York, NY 10036

Phone number

(212) 407-5000

Established

Delaware since 11/03/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICBC STANDARD NY HOLDINGS INC.	HOLDING COMPANY
GAO, WENYUE	DIRECTOR	7813696
HURD, JONATHAN SCOTT	FINOP/PPO/PFO	4159864
LICONTE, SABEENA	CHIEF COMPLIANCE OFFICER	5729418
RONCEVICH, JOHN EMIL JR	DIRECTOR	4723228
RONCEVICH, JOHN EMIL JR	CEO	4723228

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan S. Hurd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Scott Hurd's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICBC STANDARD SECURITIES INC.

YORKVILLE SECURITIES, LLC

REMSENBURG SECURITIES, LLC

EXEMPLAR CAPITAL, LLC

USREM SECURITIES LLC

FAMILY INVESTORS COMPANY

RMB SECURITIES (USA) INC.

FAMILY INVESTORS COMPANY

STANDARD NEW YORK, INC.

BRG CAPSTONE CAPITAL ADVISORS

IQ CAPITAL (USA) LLC

SITUS CAPITAL MANAGEMENT LLC

FOCUSPOINT PRIVATE CAPITAL GROUP

CAPITAL ASSET ADVISORS, INC.

SWEDBANK SECURITIES US, LLC

A.B. WATLEY DIRECT, INC.

MEREDITH WHITNEY SECURITIES, LLC

VERITION SECURITIES LLC

HCFP/CAPITAL MARKETS LLC

AURIGA USA, LLC

STONECASTLE SECURITIES, LLC

JEFFERSON NATIONAL SECURITIES CORPORATION

TERWIN CAPITAL, LLC

CAPITAL ONE INVESTMENT SERVICES LLC

GREENPOINT SECURITIES LLC

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

JOSEPH GUNNAR & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2025

Series 63

Date: 5/9/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/30/2001

Series 14

Date: 1/2/2023

Series 27

Date: 6/9/2003

Series 53

Date: 4/9/2003

Series 24

Date: 4/18/2000

FINRA

Current Firm

ICBC STANDARD SECURITIES INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ICBC STANDARD SECURITIES INC.

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