Daniel S. Ferszt
Professional summary
Daniel Saul Ferszt is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Aurora, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Saul Ferszt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2016 - Present
EMPOWER ADVISORY GROUP, LLC
November 20, 2012 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 16, 2010 - January 3, 2012
ICON ADVISERS, INC.
August 16, 2010 - January 3, 2012
ICON DISTRIBUTORS, INC.
October 18, 2007 - July 27, 2009
OLD MUTUAL CAPITAL
April 20, 2007 - July 27, 2009
OLD MUTUAL INVESTMENT PARTNERS
March 7, 2006 - December 31, 2006
CHARLES SCHWAB & CO., INC.
March 7, 2006 - March 9, 2007
CHARLES SCHWAB & CO., INC.
May 9, 2005 - January 2, 2006
MORGAN STANLEY DW INC.
March 24, 2005 - January 2, 2006
MORGAN STANLEY DW INC.
September 9, 2002 - March 30, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 26, 2000 - August 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
