Matthew R. Tepe

ALLSPRING FUNDS DISTRIBUTOR

Milwaukee, WI 53202

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CRD#: 4159213

Professional summary

Matthew Robert Tepe, who also goes by Matt Tepe, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Tepe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Robert Tepe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2014 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 417 E Chicago Street, Milwaukee, WI 53202

CRD#: 133366

Milwaukee, WI

Past

February 7, 2007 - December 16, 2009

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

December 12, 2006 - December 16, 2009

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

February 2, 2005 - February 7, 2007

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MENOMONEE FALLS, WI

Past

January 17, 2003 - December 31, 2004

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

April 19, 2000 - December 31, 2004

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/26/2014)

District of Columbia
(12/4/2023)

Illinois
(11/5/2024)

Indiana
(2/26/2014)

Iowa
(11/5/2024)

Kansas
(11/5/2024)

Kentucky
(2/26/2014)

Maryland
(12/4/2023)

Massachusetts
(2/26/2014)

Michigan
(2/26/2014)

Minnesota
(11/5/2024)

Missouri
(11/5/2024)

Nebraska
(11/5/2024)

New York
(2/26/2014)

North Carolina
(2/26/2014)

North Dakota
(11/5/2024)

Ohio
(2/26/2014)

Oklahoma
(11/5/2024)

Pennsylvania
(2/26/2014)

South Dakota
(11/5/2024)

Texas
(11/5/2024)

Virginia
(12/4/2023)

West Virginia
(2/26/2014)

Wisconsin
(2/26/2014)

Exams

State Security Law Exam

Series 63

Date: 2/25/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/3/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: , 8-66716

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1415 Vantage Park Drive, Charlotte, NC 28203

Mailing Address

417 E Chicago Street, Milwaukee, WI 53052

Phone number

(888) 877-9275

Established

Delaware since 07/09/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC	PARENT
GIBSON, LORI MITCHUM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	3070238
KENNEY, JOHN DUFF	DIRECTOR	2387755
MCKINLEY, KATHERINE SANDMAN	CHIEF LEGAL OFFICER	6807581
MONINGER, JOHN KENNETH	PRESIDENT/CHAIRMAN	2494976
WILARY, CAROLYN ANN	CHIEF COMPLIANCE OFFICER	4220513

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew R. Tepe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Robert Tepe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2014

Series 65

Date: 1/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/18/2014

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLSPRING FUNDS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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