Lena O. Sohn
Professional summary
Lena Oh Sohn, who also goes by Lena Oh, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Lena is registered as a RR (Registered Representative) and started their career in finance in 2000. Lena has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lena Oh Sohn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 12, 2021 - June 10, 2024
AMERITAS INVESTMENT COMPANY, LLC
June 28, 2006 - January 15, 2021
PRUCO SECURITIES, LLC.
June 27, 2000 - June 27, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 27, 2000 - June 27, 2006
MSI FINANCIAL SERVICES, INC.
April 25, 2000 - June 7, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2024)
(6/7/2024)
(2/9/2026)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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