Joel Tavarez
Professional summary
Joel Tavarez, who also goes by Joel Tavar, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2000. Joel has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Tavarez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2023 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701February 11, 2022 - June 14, 2023
DAWSON JAMES SECURITIES, INC.
June 2, 2021 - February 1, 2022
PINNACLE INVESTMENTS, LLC
June 13, 2014 - June 24, 2021
DAWSON JAMES SECURITIES, INC.
May 23, 2014 - June 30, 2014
REALTA EQUITIES, INC.
November 21, 2013 - May 28, 2014
LAIDLAW & COMPANY (UK) LTD.
July 29, 2013 - November 21, 2013
CLARK DODGE & CO., INC.
September 1, 2011 - July 15, 2013
CAPE SECURITIES INC.
September 20, 2010 - September 2, 2011
BUCKMAN, BUCKMAN & REID, INC.
May 13, 2010 - September 15, 2010
E1 ASSET MANAGEMENT, INC.
January 22, 2010 - May 11, 2010
JOHN THOMAS FINANCIAL
April 3, 2001 - October 22, 2001
SANDS BROTHERS & CO., LTD.
October 17, 2000 - March 6, 2001
HORNBLOWER & WEEKS, INC.
July 12, 2000 - September 11, 2000
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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