Frank Di Leo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Di Leo, who also goes by Francesco Dileo, Frank Dileo, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2001. Frank had worked at 7 firms and has passed the Series 63, Series 72, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2021 - March 8, 2021
FOX CHASE CAPITAL PARTNERS, LLC
January 21, 2011 - January 18, 2019
BNY MELLON CAPITAL MARKETS, LLC
August 11, 2005 - January 18, 2011
MORGAN KEEGAN & COMPANY, LLC
December 2, 2004 - August 8, 2005
ADVEST, INC.
April 13, 2004 - December 6, 2004
BGC FINANCIAL, L.P.
June 28, 2002 - March 4, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 12, 2001 - July 3, 2002
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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