TD
Teresa L. De La Torre
U.S. BANCORP INVESTMENTS
Nampa, ID 83686
Some features on this profile are disabled
CRD#: 4157579
TD
Professional summary
Teresa Lynn De La Torre, who also goes by Teresa De La Torre, Teresa L Lassandro, Teresa Lynn Lassandro, Teresa Lassandro, Teresa Lynn Soriano, Teresa Soriano, is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Nampa, Idaho.
Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Teresa has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Teresa De La Torre | Teresa L Lassandro | Teresa Lynn Lassandro | Teresa Lassandro | Teresa Lynn Soriano | Teresa Soriano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Idaho Women's Charitable Foundation; not investment-related; Boise, ID; philanthropy; Board Member; DEI Committee Chair, member; 6/1/2022; 8 hours/month; 2 hours/trading/month; hold committee meetings and work on DEI projects.
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Lynn De La Torre's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Teresa Lynn De La Torre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2022 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 2220 12th Ave Rd, Nampa, ID 83686Office #2: 220 W Cherry Ln, Meridian, ID 83642Office #3: 3475 N Eagle Rd, Meridian, ID 83646RIA
BD
CRD#: 17868
Nampa, ID
Current
December 6, 2022 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 2220 12th Ave Rd, Nampa, ID 83686Office #2: 220 W Cherry Ln, Meridian, ID 83642Office #3: 3475 N Eagle Rd, Meridian, ID 83646RIA
BD
CRD#: 17868
Nampa, ID
Past
August 31, 2021 - September 30, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Boise, ID
Past
August 31, 2021 - September 30, 2022
MORGAN STANLEY
BD
CRD#: 149777
Boise, ID
Past
May 24, 2019 - August 3, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
BOISE, ID
Past
May 24, 2019 - August 3, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BOISE, ID
Past
October 19, 2017 - May 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOISE, ID
Past
October 19, 2017 - May 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOISE, ID
Past
August 6, 2015 - October 27, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOISE, ID
Past
August 6, 2015 - October 27, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOISE, ID
Past
April 29, 2015 - June 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOISE, ID
Past
April 29, 2015 - June 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOISE, ID
Past
July 28, 2014 - May 13, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOISE, ID
Past
May 20, 2013 - May 13, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOISE, ID
Past
February 16, 2009 - October 12, 2012
SCOTTRADE, INC.
BD
CRD#: 8206
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/8/2022)
RR
California(12/8/2022)
RR
Colorado(8/28/2023)
RR
Florida(10/23/2023)
RR
Idaho(12/6/2022)
IAR
Idaho(12/6/2022)
RR
Kentucky(3/21/2024)
RR
Minnesota(4/5/2023)
RR
Montana(9/10/2024)
RR
New Mexico(1/26/2023)
RR
North Carolina(12/8/2022)
RR
Oregon(12/8/2022)
RR
South Carolina(12/8/2022)
RR
South Dakota(12/8/2022)
RR
Utah(12/8/2022)
RR
Washington(12/8/2022)
RR
Wyoming(12/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Phone number
(800) 888-4700
Established
Delaware since 02/25/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
2,152
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | PARENT CORPORATION | |
| AHMAD, MASOOD | SENIOR VICE PRESIDENT, OPERATIONS MANAGER | 7887624 |
| BEJASA, EILEEN | DIRECTOR | 7002808 |
| CLARK, SHANNON KEITH | DIRECTOR AND CHIEF FINANCIAL OFFICER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4120145 |
| FLOUM, JOEL IRA | DIRECTOR | 2405754 |
| LAWLOR, BETH D | DIRECTOR | 5352662 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MOLLOY, JOHN WILLIAM JR. | DIRECTOR | 1939358 |
| ROLLAND, JODI THOMPSON | DIRECTOR | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER, DIRECTOR | 5025315 |
| STEGEMEYER, STEPHEN KYLE | DIRECTOR | 2793064 |
| STEINER, STEPHEN WARD | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | 2259345 |
| WHANG, JAMES | DIRECTOR | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 66,996 |
| AUM (Assets Under Management) | $ 19,296,734,956 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868Nampa, ID 83686TRUST BUT VERIFY
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