EP
Edward C. Palleschi
FIRST LONG ISLAND INVESTORS
Jericho, NY 11753
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CRD#: 4157317
EP
Professional summary
Edward Charles Palleschi is a registered financial advisor currently at FIRST LONG ISLAND INVESTORS, LLC located in Jericho, New York and FLI INVESTORS, LLC located in Jericho, New York.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APPLICANT IS AN OWNER AND SENIOR VICE PRESIDENT - WEALTH MANAGEMENT OF FIRST LONG ISLAND INVESTORS, LLC ("FLI"), A REGISTERED INVESTMENT ADVISOR WHICH HAS A PRINCIPAL OFFICE AT THE SAME ADDRESS AS REGISTRANT. MR. PALLESCHI HAS BEEN EMPLOYED FULL TIME AT FLI SINCE MAY 2003. APPLICANT IS A MEMBER OF THE INVESTMENT COMMITTEE OF FLI.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Charles Palleschi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2021 - Present
FIRST LONG ISLAND INVESTORS, LLC
Office #1: One Jericho Plaza Suite 201, Jericho, NY 11753RIA
CRD#: 167212
Jericho, NY
Current
September 15, 2003 - Present
FLI INVESTORS, LLC
Office #1: 1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673Office #2: 1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673BD
CRD#: 17128
Jericho, NY
Past
November 6, 2000 - December 31, 2002
LAZARD FRERES & CO. LLC
BD
CRD#: 2528
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FIRST LONG ISLAND INVESTORS, LLC
FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)
CRD#: 167212 / SEC#: 801-21607
RIA
Registered Investment Advisory firm - (7/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/15/2003)
RR
New York(9/15/2003)
IAR
New York(9/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FL
FIRST LONG ISLAND INVESTORS, LLC
FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)
CRD#: 167212 / SEC#: 801-21607
RIA
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Contact information
Main Address
One Jericho Plaza Suite 201, Jericho, NY 11753-1673
Mailing Address
Phone number
(516) 935-1200
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,708,156,301 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
