Paul V. Thomas

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CRD#: 4156782

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Vaughan Thomas, who also goes by Paul V. Thomas, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 34, Series 3, Series 7, Series 30, Series 53, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul V. Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2024 - March 21, 2025

VELOX CLEARING LLC

CRD#: 290215

MIAMI, FL

Past

December 22, 2023 - June 14, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

December 21, 2023 - June 10, 2024

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

December 7, 2023 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

December 7, 2023 - June 10, 2024

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

December 7, 2023 - June 10, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

September 1, 2023 - June 10, 2024

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 24, 2022 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

June 29, 2006 - October 26, 2021

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

March 4, 2005 - January 25, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 13, 2003 - April 29, 2004

DAVID M POLEN SECURITIES, LLC

CRD#: 7939

BOCA RATON, FL

Past

July 13, 2000 - March 27, 2002

DREYFUS BROKERAGE SERVICES, INC.

CRD#: 7289

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 8/6/2011

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 5/19/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/12/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/19/2011

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 53

Date: 7/9/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/7/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/16/2007

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2006

General Securities Principal Examination

Current Firm

VELOX CLEARING LLC

CRD#: 290215 / SEC#: , 8-70017

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

600 Brickell Avenue Suite 2800, Miami, FL 33131

Mailing Address

600 Brickell Avenue Suite 2800, Miami, FL 33131

Phone number

(866) 808-3569

Established

Nevada since 08/09/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VELOX HOLDINGS INC	HOLDING COMPANY
COOK, CHRISTOPHER JOSEPH	CEO/CCO	2800929
DU, MINGZHE	COO/POO	7353052
MARTIN, JOSEPH J III	CFO/PFO	7304542
TANG, ZHENXING	CRO	5272681

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul V. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

OSAIC INSTITUTIONS, INC.

WOODBURY FINANCIAL SERVICES, INC.

TRIAD ADVISORS LLC

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

TRADESTATION SECURITIES, INC.

MML INVESTORS SERVICES, LLC

DAVID M POLEN SECURITIES, LLC

DREYFUS BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2000

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 34

Date: 8/6/2011

Series 3

Date: 5/19/2011

Series 7

Date: 7/12/2000

Series 30

Date: 5/19/2011

Series 53

Date: 7/9/2007

Series 4

Date: 6/7/2007

Series 27

Date: 4/16/2007

Series 24

Date: 12/11/2006

Current Firm

VELOX CLEARING LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOX CLEARING LLC

TRUST BUT VERIFY

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