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PT

Paul V. Thomas

KW SECURITIES
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 4156782
PT
Paul Vaughan ThomasKW SECURITIES

Professional summary

Paul Vaughan Thomas, who also goes by Paul V. Thomas, is a registered financial professional currently at KW SECURITIES CORPORATION located in Smithtown, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 15 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 34, Series 3, Series 7, Series 30, Series 53, Series 4, Series 27 and Series 24 exams.

Aliases

Paul V. Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Vaughan Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2026 - Present

KW SECURITIES CORPORATION

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 8237
SMITHTOWN, NY
Past

February 5, 2026 - March 11, 2026

EPIC CAPITAL SECURITIES

BD
CRD#: 166756
BOCA RATON, FL
Past

January 30, 2026 - March 10, 2026

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

June 28, 2024 - March 21, 2025

VELOX CLEARING LLC

BD
CRD#: 290215
MIAMI, FL
Past

December 22, 2023 - June 14, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
HOLBROOK, NY
Past

December 21, 2023 - June 10, 2024

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
MERIDEN, CT
Past

December 7, 2023 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

December 7, 2023 - June 10, 2024

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

December 7, 2023 - June 10, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

September 1, 2023 - June 10, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

May 24, 2022 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

June 29, 2006 - October 26, 2021

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

March 4, 2005 - January 25, 2006

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

October 13, 2003 - April 29, 2004

DAVID M POLEN SECURITIES, LLC

BD
CRD#: 7939
BOCA RATON, FL
Past

July 13, 2000 - March 27, 2002

DREYFUS BROKERAGE SERVICES, INC.

BD
CRD#: 7289
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 8/6/2011
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 5/19/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 5/19/2011
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/9/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/7/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/16/2007
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KW SECURITIES CORPORATION
KW SECURITIES CORPORATION

CRD#: 8237 / SEC#: , 8-24792

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Phone number
(631) 595-5309
Established
California since 02/07/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DEVEXPERTS INC.100% DIRECT OWNER
PEREYRA, ALVARO LUISCEO5578565
RUSSELL, SARAH DETLINGPFO & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER1170097

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KW SECURITIES CORPORATION

CRD#: 8237Smithtown, NY 11787

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