Robert Charles Eising
Professional Summary
Robert Charles Eising is a registered financial advisor currently at CANNELL & SPEARS LLC located in New York, New York. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 4 firms and has passed the Series 63, Series 21, Series 7 and Series 25 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC
Contact Information
Main Address
535 Madison Avenue 14th Floor, New York, NY 10022Phone Number
(212) 752-5255# of Employees
40SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,577AUM (Assets Under Management)
$6,992,200,000Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 05/23/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC
State Registrations and Notice Filings
(3/27/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 21 — NYSE Front Line Specialist Clerk
Passed Jun 2000Series 25 — NYSE Trading Assistant Examination
Passed Apr 1999Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Charles Eising's CRS (Customer Relationship Summary).
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