Nanette M. Marks
Professional summary
Nanette Marie Marks, who also goes by Nanette Manlove, Nanette Smothers, is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in St Louis, Missouri.
Nanette is registered as a RR (Registered Representative) and started their career in finance in 2002. Nanette has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nanette Marie Marks's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2014 - Present
INSTITUTIONAL SECURITIES CORPORATION
January 6, 2003 - August 7, 2014
RIDGEWAY & CONGER, INC.
April 2, 2002 - January 3, 2003
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2021)
(5/24/2021)
(2/11/2020)
(5/14/2020)
(9/8/2016)
(6/28/2019)
(10/24/2018)
(5/20/2021)
(10/5/2017)
(9/14/2017)
(10/13/2020)
(5/19/2021)
(7/11/2014)
(7/11/2014)
(1/22/2021)
(11/13/2018)
(12/9/2019)
(5/19/2021)
(6/21/2019)
(7/31/2017)
(1/27/2017)
(12/5/2018)
(7/19/2018)
(5/18/2021)
(7/11/2014)
(5/24/2021)
(11/19/2019)
(5/29/2019)
(2/21/2020)
(9/19/2017)
(5/24/2021)
(4/6/2018)
(11/26/2019)
(11/28/2022)
(4/21/2017)
(5/18/2020)
(6/27/2019)
(9/12/2018)
(11/15/2017)
(4/5/2019)
(7/6/2021)
(3/9/2021)
(6/19/2017)
(4/1/2020)
(5/20/2022)
(8/20/2018)
(9/26/2018)
(5/19/2022)
(4/5/2019)
(7/19/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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