AT
Alishia M. Terrill
ON INVESTMENT MANAGEMENT CO
Grand Haven, MI 49417
Some features on this profile are disabled
CRD#: 4156246
AT
Alishia Marie TerrillON INVESTMENT MANAGEMENT CO
Professional summary
Alishia Marie Terrill, who also goes by Alice Cesare, Alishia M Cesare, Alishia M Robbe, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Grand Haven, Michigan and THE O.N. EQUITY SALES COMPANY located in Grand Haven, Michigan.
Alishia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alishia has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Alice Cesare | Alishia M Cesare | Alishia M Robbe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alishia Marie Terrill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 300 Washington Avenue Suite 250, Grand Haven, MI 49417RIA
CRD#: 105662
Grand Haven, MI
Current
June 16, 2010 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 300 Washington Street Suite 100, Grand Haven, MI 49417BD
CRD#: 2936
GRAND HAVEN, MI
Past
April 13, 2010 - June 18, 2010
QA3 FINANCIAL CORP.
BD
CRD#: 14754
GRAND HAVEN, MI
Past
July 28, 2000 - April 9, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
GRAND HAVEN, MI
Past
March 22, 2000 - April 24, 2000
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/10/2020)
RR
California(2/16/2021)
RR
Colorado(3/6/2017)
RR
Florida(8/27/2010)
RR
Illinois(6/16/2010)
RR
Indiana(6/27/2011)
IAR
Indiana(4/17/2020)
RR
Michigan(8/9/2010)
IAR
Michigan(5/29/2018)
RR
Mississippi(1/24/2022)
RR
New Mexico(8/11/2010)
RR
North Carolina(6/16/2010)
RR
Ohio(4/7/2026)
RR
Oklahoma(9/9/2011)
RR
Pennsylvania(8/1/2013)
RR
South Carolina(1/3/2011)
RR
Texas(8/20/2013)
RR
Virginia(1/12/2024)
RR
Wisconsin(3/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Loading...
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Grand Haven, MI 49417TRUST BUT VERIFY
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