David W. Ellis

VESTED PARTNERS: A MULTI-FAMILY OFFICE

Salem, VA 24153

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CRD#: 4155797

Professional summary

David Wayne Ellis, AIF®, CFP® is a registered financial advisor currently at VESTED PARTNERS: A MULTI-FAMILY OFFICE located in Salem, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Ellis Insurance Services LLC Investment related: yes Address: Salem, VA Nature: Insurance Position: Owner/Insurance Agent Start date: 10/2015 Hours: 20/month during securities trading: 5/month Duties: Insurance sales WERTLAND ENTERPRISES, LLC Investment related: yes Address: Salem, VA Nature: Real Estate Holdings Position: Member Start date: 07/2014 Hours: 5/month during securities trading: 0/month Duties: Real Estate holding company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Ellis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 8, 2015 - Present

VESTED PARTNERS: A MULTI-FAMILY OFFICE

Office #1: 300 E. 2nd Street, Salem, VA 24153

RIA

CRD#: 281862

Salem, VA

Past

December 12, 2011 - December 8, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

SALEM, VA

Past

December 9, 2011 - December 18, 2015

LPL FINANCIAL LLC

CRD#: 6413

SALEM, VA

Past

May 9, 2006 - December 9, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ROANOKE, VA

Past

May 8, 2006 - December 9, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ROANOKE, VA

Past

August 15, 2003 - May 1, 2006

INVESTORS SECURITY COMPANY, INC.

RIA

CRD#: 2331

SALEM, VA

Past

August 14, 2003 - May 1, 2006

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SALEM, VA

Past

August 9, 2002 - August 13, 2003

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

ROANOKE, VA

Past

November 1, 2001 - August 13, 2003

WILBANKS SECURITIES, INC.

CRD#: 40673

OKLAHOMA CITY, OK

Past

April 5, 2000 - October 30, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/24/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/11/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/6/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VESTED PARTNERS: A MULTI-FAMILY OFFICE

EFG/DIGITAL | VESTED PARTNERS: A MULTI-FAMILY OFFICE | THE ELLIS OFFICES | ELLIS FINANCIAL GROUP LLC

CRD#: 281862 / SEC#:

Virginia

Registered Investment Advisory firm - (12/8/2015 Approved)

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Contact information

Main Address

300 E. 2nd Street, Salem, VA 24153

Mailing Address

Po Box 808, Salem, VA 24153

Phone number

(540) 389-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 78,660,923

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2000

Series 63

Date: 4/24/2000

SIE

Date: 12/18/2015

Series 31

Date: 4/24/2008

Series 7

Date: 9/11/2001

Series 6

Date: 4/3/2000

Series 26

Date: 6/6/2006

Current Firm

VESTED PARTNERS: A MULTI-FAMILY OFFICE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESTED PARTNERS: A MULTI-FAMILY OFFICE

TRUST BUT VERIFY

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