Jimmy G. Ly
Professional summary
Jimmy Gaming Ly, who also goes by Jimmy Gaming Ly, Jimmy Ly, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Miami, Florida.
Jimmy is registered as a RR (Registered Representative) and started their career in finance in 2001. Jimmy has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jimmy Gaming Ly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 1111 Brickell Avenue Suite 1500, Miami, FL 33131May 2, 2024 - April 1, 2025
AMUNDI DISTRIBUTOR US, INC.
August 5, 2022 - May 3, 2024
FORESIDE FUND SERVICES, LLC
February 15, 2017 - March 17, 2021
FORESIDE FUND SERVICES, LLC
May 23, 2002 - January 13, 2017
AMUNDI DISTRIBUTOR US, INC.
January 16, 2001 - January 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2025)
(4/1/2025)
(4/1/2025)
(4/1/2025)
(6/2/2025)
(4/1/2025)
(6/2/2025)
Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059Miami, FL 33131TRUST BUT VERIFY
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