Edwin E. Garcia
Professional summary
Edwin Ernesto Garcia is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut and CICADA SECURITIES located in Greenwich, Connecticut.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 2001. Edwin has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Ernesto Garcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2006 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830Office #2: 289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830February 8, 2022 - Present
CICADA SECURITIES
Office #1: 289 Greenwich Ave Floor 2, Greenwich, CT 06830May 18, 2001 - May 19, 2006
BANORTE SECURITIES INTERNATIONAL, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CICADA SECURITIES
CRD#: 314109 / SEC#: , 8-70699
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICADA TECHNOLOGIES, INC. | DIRECT OWNER | |
| BALLESTEROS, MANUEL IGNACIO | DIRECTOR | 4712151 |
| GARCIA, EDWIN ERNESTO | FINANCIAL & OPERATIONAL PRINCIPAL | 4154949 |
| HERNANDEZ RIVERO, JAVIER | CEO | 6828444 |
| MORAN, BRIAN MICHAEL | CHIEF OPERATIONS OFFICER,CCO&AMLCO | 1940341 |
| TOVAR FERNANDEZ, IGNACIO | CHIEF TECHNOLOGY OFFICER | 7361056 |
Red Flags
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