Robert M. Starr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Starr, who also goes by Robert M Starr, Robert M Starr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2024 - August 13, 2025
FORESIDE FUND SERVICES, LLC
March 15, 2012 - January 3, 2024
CHARLES SCHWAB & CO., INC.
September 21, 2009 - February 27, 2012
ADP BROKER-DEALER, INC.
May 8, 2009 - September 11, 2009
CHASE INVESTMENT SERVICES CORP.
March 19, 2008 - February 13, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 15, 2005 - February 29, 2008
NATCITY INVESTMENTS, INC.
February 18, 2004 - November 4, 2004
NEBS FINANCIAL SERVICES, INC.
March 1, 2002 - February 13, 2004
VALIC FINANCIAL ADVISORS, INC.
December 20, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
December 20, 2000 - February 13, 2004
VALIC FINANCIAL ADVISORS, INC.
May 31, 2000 - December 19, 2000
IDS LIFE INSURANCE COMPANY
May 31, 2000 - December 19, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
