JM
James G. Muckell
ONEASCENT FINANCIAL SERVICES LLC
Andover, NJ 07821
Some features on this profile are disabled
CRD#: 4153705
JM
Professional summary
James Gregory Muckell is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Andover, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Securities America Advisors (SAA)
Position: IAR Nature: Provide Investment Advisory Services to Clients Investment Related: Yes Hours: 5 Securities Trading Hours: 5 Start Date: 01/01/2000
Address: 12325 Port Grace Blvd, LaVista NE 68128
2) James G. Muckell Insurance Agent
Position: Owner and Insurance Agent Nature: Permanent Life Insurance Sales, predominantly Indexed Universal Life Investment Related: Yes Hours: 5 Securities Trading Hours: 5 Start Date: 01/01/2014
Address: 19 MARY CREST ROAD, WEST NYACK NY 10994
3) James G. Muckell CPA
Position: Owner Nature: CPA practice Investment Related: No Hours: 90 Securities Trading Hours: 80 Start Date: 10/01/1993
Address: 19 MARY CREST ROAD, WEST NYACK NY 10994
4) Professor of Accounting
Position: Accounting Professor Nature: I am an accounting professor at Nyack College since 1987. Investment Related: No Hours: 80 Securities Trading Hours: 60 Start Date: 09/01/1987
Address: 1 South Blvd, Nyack NY 10960
5) Mustard Seed Financial Services, LLC - DBA
CRS (Client Relationship Summary) - RIA
Click below to view James Gregory Muckell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2021 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 219 Main Street Suite 1, Andover, NJ 07821RIA
CRD#: 284549
Andover, NJ
Past
November 2, 2017 - April 30, 2019
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WEST NYACK, NY
Past
November 1, 2017 - April 30, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST NYACK, NY
Past
February 2, 2016 - November 7, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WEST NYACK, NY
Past
November 23, 2012 - November 7, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEST NYACK, NY
Past
October 24, 2005 - November 29, 2012
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
WEST NYACK, NY
Past
June 27, 2000 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Andover, NJ 07821TRUST BUT VERIFY
Monitor James Muckell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
