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RC

Rhonda Clark

SCP REAL ASSETS
HIGHGATE, ONTARIO,
Some features on this profile are disabled
CRD#: 4153027
RC

Professional summary

Rhonda Clark is a registered financial professional currently at SCP REAL ASSETS, LLC .

Rhonda is registered as a RR (Registered Representative) and started their career in finance in 2000. Rhonda has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rhonda Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2025 - Present

SCP REAL ASSETS, LLC

BD
CRD#: 333667
HIGHGATE, ONTARIO,
Past

July 22, 2021 - March 24, 2025

VIII CAPITAL CORP.

BD
CRD#: 39759
HIGHGATE, ONTARIO,
Past

May 31, 2000 - August 16, 2019

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/13/2026)
RR
Colorado
(2/17/2026)
RR
Georgia
(2/13/2026)
RR
New York
(12/16/2025)
RR
Ohio
(2/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/11/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/25/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/25/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 12/11/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/29/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/26/2003
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SR
SCP REAL ASSETS, LLC
SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: , 8-71315

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
70 York Street Suite 700, Toronto, M5J 1S9
Mailing Address
70 York Street Suite 700, Toronto, M5J 1S9
Phone number
(416) 637-2707
Established
Delaware since 09/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCP REAL ASSETS, LLC

CRD#: 333667Highgate, Ontario

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