Andrew V. Rich
Professional summary
Andrew Vincent Rich, who also goes by Andy VIncent Rich, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Vincent Rich's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215October 4, 2021 - May 15, 2023
VISION 4 FUND DISTRIBUTORS
July 1, 2021 - October 5, 2021
LPL FINANCIAL LLC
January 20, 2012 - April 28, 2021
COREBRIDGE CAPITAL SERVICES, INC.
February 29, 2008 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 8, 2005 - February 26, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 29, 2002 - December 31, 2003
TALBOT FINANCIAL SERVICES, INC.
January 14, 2002 - July 2, 2002
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 22, 2001 - December 21, 2001
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2023)
Exams
Series 7TO
Date: 9/15/2021
General Securities Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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