John M. Davis
Professional summary
John Michael Davis is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2025 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701June 22, 2020 - May 16, 2023
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 12, 2014 - August 30, 2019
BNY MELLON SECURITIES CORPORATION
June 13, 2013 - April 9, 2014
UBS FINANCIAL SERVICES INC.
July 1, 2011 - June 7, 2013
CITIGROUP GLOBAL MARKETS INC.
September 29, 2000 - June 21, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
