Daniel B. Lortz

NEXTIER DISTRIBUTION

Raleigh, NC 27601

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CRD#: 4151302

Professional summary

Daniel Brian Lortz is a registered financial professional currently at NEXTIER DISTRIBUTION LLC located in Raleigh, North Carolina.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Brian Lortz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2018 - Present

NEXTIER DISTRIBUTION LLC

Office #1: 5 West Hargett St., Suite 706, Raleigh, NC 27601

CRD#: 137529

Raleigh, NC

Past

June 20, 2000 - September 10, 2018

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2019)

Alaska
(1/3/2019)

Arizona
(1/3/2019)

Arkansas
(1/3/2019)

California
(1/3/2019)

Colorado
(1/3/2019)

Connecticut
(1/3/2019)

Delaware
(1/3/2019)

District of Columbia
(1/3/2019)

Florida
(1/3/2019)

Georgia
(1/3/2019)

Hawaii
(1/3/2019)

Idaho
(1/3/2019)

Illinois
(1/3/2019)

Indiana
(1/3/2019)

Iowa
(1/3/2019)

Kansas
(1/3/2019)

Kentucky
(1/3/2019)

Louisiana
(1/3/2019)

Maine
(1/3/2019)

Maryland
(9/25/2018)

Massachusetts
(1/3/2019)

Michigan
(1/3/2019)

Minnesota
(1/3/2019)

Mississippi
(1/3/2019)

Missouri
(1/3/2019)

Montana
(1/3/2019)

Nebraska
(1/3/2019)

Nevada
(1/3/2019)

New Hampshire
(1/3/2019)

New Jersey
(1/3/2019)

New Mexico
(1/3/2019)

New York
(9/25/2018)

North Carolina
(1/3/2019)

North Dakota
(1/3/2019)

Ohio
(1/3/2019)

Oklahoma
(1/3/2019)

Oregon
(1/3/2019)

Pennsylvania
(9/25/2018)

Rhode Island
(1/3/2019)

South Carolina
(1/3/2019)

South Dakota
(1/3/2019)

Tennessee
(1/3/2019)

Texas
(9/25/2018)

Utah
(1/3/2019)

Vermont
(1/3/2019)

Virginia
(1/3/2019)

Washington
(1/3/2019)

West Virginia
(1/3/2019)

Wisconsin
(1/3/2019)

Wyoming
(1/3/2019)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 7/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 6/19/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEXTIER DISTRIBUTION LLC

FRONTEGRA ALTERNATIVE STRATEGIES, LLC | NEXTIER DISTRIBUTION LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: , 8-67094

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

5 West Hargett St. Suite 706, Raleigh, NC 27601

Mailing Address

5 West Hargett St. Suite 706, Raleigh, NC 27601

Phone number

(919) 646-4005

Established

Delaware since 03/15/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NEXTIER SOLUTIONS INC.	MEMBER FIRM
DEANGELIS, MARK JOSEPH	CHIEF COMPLIANCE OFFICER	2827088
FARLEY, JOSEPH LYNN	CEO	2730137
KINZER, CAROL ANN	FINOP, PFO, POO	4519471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Lortz

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Brian Lortz's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXTIER DISTRIBUTION LLC

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 63

Passed: 7/5/2000

SIE

Passed: 10/1/2018

Series 7

Passed: 6/19/2000

FINRA

Current Firm

NEXTIER DISTRIBUTION LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NEXTIER DISTRIBUTION LLC

TRUST BUT VERIFY

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