Sarah J. Sutton

HEDGEMARK SECURITIES LLC

New York, NY 10022

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CRD#: 4151257

Professional summary

Sarah Jean Sutton, CFP®, who also goes by Sarah Jean Anderson, Sarah Sutton, is a registered financial professional currently at HEDGEMARK SECURITIES LLC located in New York, New York and FGC SECURITIES, LLC located in New York, New York.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2000. Sarah has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 9, Series 53, Series 14, Series 24, Series 4 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah Jean Anderson | Sarah Sutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Jean Sutton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 5, 2024 - Present

HEDGEMARK SECURITIES LLC

Office #1: 300 Park Avenue 22nd Floor, New York, NY 10022

CRD#: 164503

New York, NY

Current

September 15, 2025 - Present

FGC SECURITIES, LLC

Office #1: 11 Broadway, Suite 615, New York, NY 10004

CRD#: 158399

NEW YORK, NY

Past

October 24, 2024 - July 29, 2025

AET INVESTMENT SERVICES, LLC

CRD#: 40878

SPOKANE, WA

Past

April 25, 2022 - November 13, 2023

HEDGEMARK SECURITIES LLC

CRD#: 164503

NEW YORK, NY

Past

December 15, 2021 - October 10, 2022

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

PORTLAND, OR

Past

July 15, 2020 - June 2, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Memphis, TN

Past

July 15, 2020 - June 2, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Memphis, TN

Past

December 14, 2017 - July 10, 2020

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

MEMPHIS, TN

Past

December 14, 2017 - July 10, 2020

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

May 6, 2013 - December 31, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 13, 2013 - December 12, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

February 13, 2013 - December 12, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

January 23, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

April 18, 2000 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Mississippi
(11/5/2024)

New York
(11/5/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 3/12/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 10/14/2005

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/3/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/28/2002

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

FGC SECURITIES, LLC

CRD#: 158399 / SEC#: , 8-68897

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Broadway, Suite 615, New York, NY 10004

Mailing Address

11 Broadway, Suite 615, New York, NY 10004

Phone number

(212) 931-0746

Established

Delaware since 06/08/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FGC HOLDINGS, LLC	MEMBER
FOLEY, JOHN LAURENCE	CEO	5382067
OKEEFE, TRACIE ERIN	FINOP	5924814
SUTTON, SARAH JEAN	CCO	4151257

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah J. Sutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Jean Sutton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FGC SECURITIES, LLC

AET INVESTMENT SERVICES, LLC

HEDGEMARK SECURITIES LLC

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2003

Series 63

Date: 7/10/2000

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2000

Series 9

Date: 1/2/2023

Series 53

Date: 3/12/2008

Series 14

Date: 10/14/2005

Series 24

Date: 11/5/2003

Series 4

Date: 1/3/2003

Series 10

Date: 10/28/2002

FINRA

Current Firm

FGC SECURITIES, LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FGC SECURITIES, LLC

TRUST BUT VERIFY

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