GW
Gregory R. Weissman
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Boston, MA 02110
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CRD#: 4151107
GW
Professional summary
Gregory Randolph Weissman, who also goes by Gregory Randolph Weissman, Gregory Weissman, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Boston, Massachusetts.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gregory Randolph Weissman | Gregory Weissman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Randolph Weissman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2018 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: One International Place, Boston, MA 02110BD
CRD#: 18353
Boston, MA
Past
January 23, 2012 - June 4, 2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
January 14, 2009 - December 16, 2011
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
BOSTON, MA
Past
June 5, 2007 - July 2, 2008
COWEN AND COMPANY
BD
CRD#: 7616
BOSTON, MA
Past
January 10, 2006 - May 30, 2007
PACIFIC CREST SECURITIES LLC
BD
CRD#: 6619
BOSTON, MA
Past
November 17, 2004 - January 11, 2006
JEFFERIES LLC
BD
CRD#: 2347
BOSTON, MA
Past
January 12, 2004 - November 11, 2004
UBS CAPITAL MARKETS L.P.
BD
CRD#: 2692
STAMFORD, CT
Past
April 10, 2000 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
BD
CRD#: 15425
OLD GREENWICH, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2018)
RR
Alaska(10/10/2018)
RR
Arizona(10/10/2018)
RR
Arkansas(10/10/2018)
RR
California(10/10/2018)
RR
Colorado(10/10/2018)
RR
Connecticut(10/10/2018)
RR
Delaware(10/10/2018)
RR
District of Columbia(10/10/2018)
RR
Florida(10/10/2018)
RR
Georgia(10/10/2018)
RR
Hawaii(10/10/2018)
RR
Idaho(10/10/2018)
RR
Illinois(10/10/2018)
RR
Indiana(10/10/2018)
RR
Iowa(10/10/2018)
RR
Kansas(10/10/2018)
RR
Kentucky(10/10/2018)
RR
Louisiana(10/10/2018)
RR
Maine(10/10/2018)
RR
Maryland(10/10/2018)
RR
Massachusetts(10/10/2018)
RR
Michigan(10/10/2018)
RR
Minnesota(10/10/2018)
RR
Mississippi(10/10/2018)
RR
Missouri(10/10/2018)
RR
Montana(10/10/2018)
RR
Nebraska(10/10/2018)
RR
Nevada(10/10/2018)
RR
New Hampshire(10/10/2018)
RR
New Jersey(10/10/2018)
RR
New Mexico(10/10/2018)
RR
New York(10/10/2018)
RR
North Carolina(10/11/2018)
RR
North Dakota(10/10/2018)
RR
Ohio(10/10/2018)
RR
Oklahoma(10/10/2018)
RR
Oregon(10/10/2018)
RR
Pennsylvania(10/10/2018)
RR
Puerto Rico(10/10/2018)
RR
Rhode Island(10/10/2018)
RR
South Carolina(10/10/2018)
RR
South Dakota(10/10/2018)
RR
Tennessee(10/10/2018)
RR
Texas(10/10/2018)
RR
Utah(10/10/2018)
RR
Vermont(10/10/2018)
RR
Virginia(10/10/2018)
RR
Washington(10/10/2018)
RR
West Virginia(10/10/2018)
RR
Wisconsin(10/10/2018)
RR
Wyoming(10/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION
CRD#: 18353 / SEC#: , 8-36540
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
655 Broad Street 19th Floor, Newark, NJ 07102
Mailing Address
655 Broad Street 19th Floor, Newark, NJ 07102
Phone number
(973) 802-6000
Established
Delaware since 10/09/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353Boston, MA 02110TRUST BUT VERIFY
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