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Justin Chad Wunderlich

CRD# 4151051·Registered 2000 - 2025
Previously Registered: Being a previously registered professional could mean that Justin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Justin Chad Wunderlich was a registered financial advisor. Justin was a previously registered financial professional and started their career in finance 2000 - 2025. Justin had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

KISKI SECURITIES LLC·CRD# 159281
BD
New York, NY
July 11, 2012 - December 19, 2025
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
June 26, 2000 - September 4, 2001
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
May 4, 2000 - May 16, 2000

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Current Firm

KS
KISKI SECURITIES LLC

KISKI SECURITIES LLC | KISKI SECURITIES, LLC

CRD#: 159281 / SEC#: 8-68978
BD
Terminated by SEC on 02/17/2026

Contact Information

Established

Delaware since 06/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KISKI GROUP, INC.SOLE OWNER—
BECKER, KEVIN MICHAELCEO/MANAGING DIRECTOR1850265
HEBERT, MIKE JAMESCCO1229298
NUNN, RICHARD ANDREWFINOP/CFO1016528
ZIMMERMANN, JOHN HENRY IIIMANAGING DIRECTOR1238539

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2012About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2001

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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