Edward J. Lee
Professional summary
Edward J Lee is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward J Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2022 - Present
TEMPLUM MARKETS LLC
Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017October 22, 2018 - January 21, 2022
HOLD BROTHERS CAPITAL LLC
October 12, 2004 - October 23, 2018
TRADE MANAGE CAPITAL, INC.
May 26, 2003 - November 4, 2004
NEW YORK GLOBAL SECURITIES, INC.
June 30, 2001 - September 26, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
December 21, 2000 - June 30, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2022)
(1/24/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/9/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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