Edward E. Maguire
Professional summary
Edward E Maguire, who also goes by Edward Everett Maguire, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 6 firms and has passed the Series 63, Series 16, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward E Maguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005March 27, 2019 - June 22, 2023
SMBC NIKKO SECURITIES AMERICA, INC.
March 5, 2013 - March 8, 2017
CLSA AMERICAS, LLC
November 25, 2009 - June 6, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
February 29, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2000 - September 14, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2000 - July 21, 2000
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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