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Edward E Maguire

PRIME EXECUTIONS
NEW YORK, NY
·CRD# 4150774·26 years experience

Professional Summary

Edward E Maguire, who also goes by Edward Everett Maguire, is a registered financial advisor currently at PRIME EXECUTIONS, INC. located in New York, New York. Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 6 firms and has passed the Series 63, Series 16, SIE, Series 86, Series 87, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward Everett Maguire

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PRIME EXECUTIONS, INC.·CRD# 32889
BD
40 Wall Street - 58th Floor, New York, NY 10005
June 14, 2024 - Present
SMBC NIKKO SECURITIES AMERICA, INC.·CRD# 28602
BD
New York, NY
March 27, 2019 - June 22, 2023
CLSA AMERICAS, LLC·CRD# 165533
BD
New York, NY
March 5, 2013 - March 8, 2017
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
November 25, 2009 - June 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
February 29, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 5, 2000 - September 14, 2007
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
April 7, 2000 - July 21, 2000

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Current Firm

PE
PRIME EXECUTIONS, INC.

FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: 8-43985
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street - 58th Floor, New York, NY 10005

Mailing Address

40 Wall Street - 58th Floor, New York, NY 10005

Phone Number

(212) 980-4400

Established

Delaware since 11/12/1987

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY—
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238
MATTARELLIANO, JOSEPH JRINTERIM CEO2895289

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(6/14/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Mar 2019About the Series 16 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jul 2004About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2008About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward E Maguire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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