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TB

Thomas C. Birkhead

BANKERS LIFE SECURITIES
Flowood, MS 39232
Some features on this profile are disabled
CRD#: 4149631
TB

Professional summary

Thomas Cicero Birkhead JR, who also goes by Thomas C Birkhead, Thomas Cicero Birkhead, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Flowood, Mississippi.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas C Birkhead | Thomas Cicero Birkhead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Cicero Birkhead JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2017 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1080 River Oaks Drive Suite B206, Flowood, MS 39232
BD
CRD#: 173962
Flowood, MS
Past

March 27, 2001 - July 13, 2010

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
CAPE CANAVERAL, FL
Past

April 10, 2000 - January 11, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Mississippi
(2/10/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/24/2017
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 4/27/2000
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BANKERS LIFE SECURITIES, INC.
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.

CRD#: 173962 / SEC#: , 8-69562

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
303 E Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Phone number
(844) 553-9083
Established
Indiana since 07/31/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CDOC, INC.PARENT COMPANY
GOLDBERG, SCOTT LOUISBOARD MEMBER5296395
HEILMAN, CHERYL LYNNPRESIDENT/CEO/DIRECTOR2114445
JOSEPHSON, STEVEN MCOO, DIRECTOR2239540
KELLY, BRETT JDIRECTOR, BLS OPERATIONS4818868
LAMSON, MARK LEEDIRECTOR OF SALES PRACTICE1796166
MCDONOUGH, PAUL HBOARD MEMBER7089411
ROBERTS, ALBERTA STEPHENSCHIEF COMPLIANCE OFFICER/ SECRETARY2681068
TUCKER, CLARK BOMARFINOP1977842

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BANKERS LIFE SECURITIES, INC.

CRD#: 173962Flowood, MS 39232

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