Jody L. Komyathy
Professional summary
Jody Lee Komyathy, who also goes by Jody Lee Lotridge, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Saginaw, Michigan and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jody has worked at 11 firms and has passed the Series 65, Series 66, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jody Lee Komyathy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
January 12, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 9, 2021 - October 27, 2021
CETERA WEALTH SERVICES, LLC
June 9, 2021 - October 27, 2021
CETERA WEALTH SERVICES, LLC
February 5, 2021 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
February 5, 2021 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
July 27, 2015 - January 21, 2021
CORECAP INVESTMENTS, LLC
March 28, 2011 - July 23, 2015
THE O.N. EQUITY SALES COMPANY
May 13, 2008 - September 24, 2010
FIRST HEARTLAND CAPITAL, INC.
January 19, 2007 - April 29, 2008
W&S BROKERAGE SERVICES, INC.
June 14, 2005 - November 21, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 7, 2003 - May 4, 2005
CHARTER ONE SECURITIES, INC.
April 28, 2000 - January 7, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
