LD
Laura Davila
FROST INVESTMENT SERVICES
SAN MARCOS, TX 78666
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CRD#: 4149591
LD
Professional summary
Laura Davila is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Marcos, Texas and FROST BROKERAGE SERVICES, INC. located in San Marcos, Texas.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Laura has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Self; Not investment related; New Braunfels, TX; Personal Concierge/Assistant; Owner; 11/2023; Approx. 40 hrs/mo; Not during securities trading hrs; Household Personal Concierge/Assistant, help clients with various tasks in and out of the home. (2) Smarter Benefits Solutions; Not investment related; 12300 Lostwood Circle, Austin, TX 78748; Employee Benefits Insurance Agency; Part-Time Employee; Started 9/2024; Approx. 30hrs/mo; Not during securities trading hrs; Performing data entry as a part-time remote employee.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Davila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 221 Wonder World Dr, San Marcos, TX 78666RIA
CRD#: 286129
SAN MARCOS, TX
Current
July 17, 2000 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 221 Wonder World, San Marcos, TX 78666BD
CRD#: 17465
San Marcos, TX
Past
September 29, 2017 - August 19, 2019
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
SAN MARCOS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/4/2024)
RR
Pennsylvania(1/4/2024)
RR
Texas(10/12/2000)
IAR
Texas(5/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 West Houston Street, San Antonio, TX 78205
Mailing Address
Po Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
FROST INVESTMENT SERVICES
CRD#: 286129San Marcos, TX 78666TRUST BUT VERIFY
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