Michael F. Baptista
Professional summary
Michael F Baptista, who also goes by Michael Frederick Baptista, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael F Baptista's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2007 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001August 25, 2006 - April 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2002 - April 27, 2006
CITIGROUP GLOBAL MARKETS INC.
August 29, 2000 - August 21, 2002
CITICORP INVESTMENT SERVICES
May 5, 2000 - August 9, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2007)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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