RW

Ryan F. Worch

WORCH CAPITAL
Rockville, MD 20852
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CRD#: 4148867
RW

Professional summary


Ryan Francis Worch is a registered financial advisor currently at WORCH CAPITAL LLC located in Rockville, Maryland.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ryan has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Ryan Francis Worch's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 22, 2010 - Present

WORCH CAPITAL LLC

Office #1: 11300 Rockville Pike, Rockville, MD 20852
RIA
CRD#: 155220
Rockville, MD
Past

March 2, 2011 - April 27, 2011

SANDERS MORRIS LLC

BD
CRD#: 20580
BETHESDA, MD
Past

March 2, 2011 - December 11, 2014

COWEN PRIME SERVICES LLC

BD
CRD#: 153397
BETHESDA, MD
Past

November 18, 2005 - March 1, 2011

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
BETHESDA, MD
Past

April 19, 2002 - November 23, 2005

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

January 17, 2002 - May 8, 2002

A.B. WATLEY, INC.

BD
CRD#: 797
NEW YORK, NY
Past

November 15, 2000 - October 22, 2001

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

April 13, 2000 - October 27, 2000

NEWBY & COMPANY

BD
CRD#: 26611
GAITHERSBURG, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(12/22/2010)

Exams


State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/30/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


WC
WORCH CAPITAL LLC
WORCH CAPITAL LLC | WORCH CAPITAL, LLC

CRD#: 155220 / SEC#:

Maryland
Registered Investment Advisory firm - (12/22/2010 Approved)
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Contact information


Main Address
11300 Rockville Pike, Rockville, MD 20852
Mailing Address
Phone number
(202) 798-1977
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts39
AUM (Assets Under Management)$ 71,114,099

Red Flags


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Company Information


WORCH CAPITAL LLC

CRD#: 155220Rockville, MD 20852

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