James P. Selway

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CRD#: 4148684

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Perry Selway III, who also goes by James P Selway III, Jamie Perry Selway III, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2000. James had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James P Selway Iii | Jamie Perry Selway Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 14, 2021 - October 7, 2021

SECURRENCY SECURITIES INC.

CRD#: 309087

New York, NY

Past

December 6, 2019 - February 23, 2024

GALLATIN CAPITAL LLC

CRD#: 124738

NEW YORK, NY

Past

February 21, 2012 - November 29, 2017

VIRTU ALTERNET SECURITIES LLC

CRD#: 47867

NEW YORK, NY

Past

July 14, 2011 - February 15, 2018

MATRIX EXECUTIONS, LLC

CRD#: 38455

CHICAGO, IL

Past

August 2, 2010 - April 2, 2018

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

September 8, 2003 - July 30, 2010

WHITE CAP TRADING, LLC

CRD#: 127002

NEW YORK, NY

Past

August 14, 2002 - February 4, 2003

ARCHIPELAGO SECURITIES L.L.C.

CRD#: 102500

CHICAGO, IL

Past

March 20, 2001 - September 23, 2002

TERRA NOVA FINANCIAL, LLC

CRD#: 37761

NEW YORK, NY

Past

October 9, 2000 - August 14, 2002

WAVE SECURITIES, LLC

CRD#: 43705

CHICAGO, IL

Past

April 6, 2000 - September 29, 2000

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/31/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/27/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/12/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/23/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/22/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/8/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/2000

General Securities Principal Examination

Current Firm

SECURRENCY SECURITIES INC.

CRD#: 309087 / SEC#: , 8-70522

Terminated by SEC on 06/11/2023

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 03/03/2020

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SECURRENCY AMERICAS CAPITAL HOLDINGS, LLC	DIRECT INVESTOR
MORAN, BRIAN M	CCO	1940341
RYDER, FRANCIS C	CEO/COO	2829492
SILVESTRO, MICHELE	FINOP	6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Selway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GALLATIN CAPITAL LLC

VIRTU ALTERNET SECURITIES LLC

MATRIX EXECUTIONS, LLC

VIRTU ITG LLC

WHITE CAP TRADING, LLC

ARCHIPELAGO SECURITIES L.L.C.

TERRA NOVA FINANCIAL, LLC

WAVE SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/2000

Series 57TO

Date: 1/2/2023

SIE

Date: 4/2/2018

Series 3

Date: 1/27/2012

Series 55

Date: 4/12/2000

Series 7

Date: 3/23/2000

Series 27

Date: 5/22/2003

Series 4

Date: 5/8/2003

Series 24

Date: 12/29/2000

Current Firm

SECURRENCY SECURITIES INC.

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

SECURRENCY SECURITIES INC.

TRUST BUT VERIFY

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