Tony E. Mcneill

CHELSEA ADVISORY SERVICES,

Knightdale, NC

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CRD#: 4147862

Professional summary

Tony Earl Mcneill, AIF® is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Knightdale, North Carolina and CHELSEA FINANCIAL SERVICES located in Knightdale, North Carolina.

Tony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tony has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***DBA MCNEILL FINANCIAL SERVICES. 1006 CLAY HILL FRIVE, KNIGHTDALE, NC 27545.***OBA INSURANCE. 1006 CLAY HILL DRIVE, KNIGHTDALE, NC 27545. FIXED INSURANCE. AGENT. 2006. HRS/MONTH: 2 HRS/TRADING: 2

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Earl Mcneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 2, 2020 - Present

CHELSEA ADVISORY SERVICES, INC

RIA

CRD#: 150791

Knightdale, NC

Current

December 12, 2019 - Present

CHELSEA FINANCIAL SERVICES

CRD#: 47770

Knightdale, NC

Past

November 2, 2018 - October 2, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

RALEIGH, NC

Past

November 2, 2018 - October 2, 2019

OSAIC WEALTH, INC.

CRD#: 23131

RALEIGH, NC

Past

February 1, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

RALEIGH, NC

Past

February 1, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

RALEIGH, NC

Past

January 3, 2011 - January 30, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

KNIGHTDALE, NC

Past

January 3, 2011 - January 30, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

March 22, 2010 - December 31, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

KNIGHTDALE, NC

Past

February 1, 2006 - December 31, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

September 18, 2002 - February 3, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

August 20, 2002 - September 18, 2002

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

April 9, 2002 - June 10, 2002

JOSEPH CARL SECURITIES, INC.

CRD#: 27143

SCOTTSDALE, AZ

Past

May 18, 2000 - January 8, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(4/21/2023)

North Carolina
(12/12/2019)

IAR

North Carolina
(1/2/2020)

Pennsylvania
(12/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/15/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/26/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/17/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

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Contact information

Main Address

242 Main Street, Staten Island, NY 10307

Mailing Address

Phone number

(718) 967-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHELSEA ADVISORY ADV 2A - FEBRUARY 2025 (2/9/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 126,883,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tony E. Mcneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Earl Mcneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHELSEA FINANCIAL SERVICES

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

FIRST SECURITY INVESTMENTS, INC.

JOSEPH CARL SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CHELSEA ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2010

Series 66

Date: 6/15/2000

SIE

Date: 10/1/2018

Series 31

Date: 5/26/2000

Series 7

Date: 5/17/2000

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHELSEA ADVISORY SERVICES, INC

TRUST BUT VERIFY

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