W. T. Morris

CETERA INVESTMENT ADVISERS LLC

ARDMORE, PA

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CRD#: 4147249

Professional summary

W. Townsend Morris, who also goes by W. Townsend Morris, William Townsend Morris, Townsend Morris, Wt Morris, William Morris, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ardmore, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Ardmore, Pennsylvania.

W. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. W. has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

W. Townsend Morris | William Townsend Morris | Townsend Morris | Wt Morris | William Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)The Morris Financial Group; Sole Proprietor; DBA for Marketing purposes for Investments and or investment related services. Portfolio Construction, Retirement Planning, Portfolio monitoring, Investment Planning, Need based insurance planning?; IR; 130; 04/16/2016; 551 W. Lancaster Ave Haverford PA 19041; Portfolio Construction, Retirement Planning, Portfolio monitoring, Investment Planning, Need based insurance planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view W. Townsend Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ARDMORE, PA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Ardmore, PA

Past

February 27, 2024 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

ARDMORE, PA

Past

February 27, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Ardmore, PA

Past

April 18, 2016 - February 28, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Haverford, PA

Past

February 25, 2016 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Haverford, PA

Past

February 25, 2016 - February 28, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Haverford, PA

Past

March 2, 2006 - February 29, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

HAVERFORD, PA

Past

July 9, 2004 - February 29, 2016

OSAIC WEALTH, INC.

CRD#: 23131

HAVERFORD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/18/2025)

Florida
(9/5/2025)

Illinois
(9/5/2025)

Maryland
(9/5/2025)

New Jersey
(9/5/2025)

New Mexico
(9/5/2025)

Pennsylvania
(9/5/2025)

IAR

Pennsylvania
(9/5/2025)

South Carolina
(9/5/2025)

Virginia
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

W. T. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view W. Townsend Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2005

Series 63

Date: 9/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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