DA
Darin J. Alexander
CETERA INVESTMENT ADVISERS LLC
Chesterfield, MO 63017
Some features on this profile are disabled
CRD#: 4147140
DA
Professional summary
Darin Joseph Alexander is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chesterfield, Missouri and CETERA WEALTH SERVICES, LLC located in Chesterfield, Missouri.
Darin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Darin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1400 ELBRIDGE PAYNE RD STE 110; CHESTERFIELD; MO; 63017; Fixed Insurance Sales; Independent Insurance Agent; 5/7/2009; 160; 160; Sales of Fixed Insurance Products| 2) NAME OF ENTITY: Eagle Associates, LLC; Yes; 1400 ELBRIDGE PAYNE RD STE 110A; CHESTERFIELD; MO; 63017; Investment Services; Member, hire, admin; 5/7/2009; 40; 40; Member, hire, admin| 3) NAME OF ENTITY: Alexander & Associates, CPA, PC; No; 1400 ELBRIDGE PAYNE RD STE 110; CHESTERFIELD; MO; 63017; CPA FIRM; OWNER/ACCOUNTANT/PRESIDENT; 10/1/1995; 160; 160; PREPARE TAX RETURNS,FINANCIAL STATEMENTS,TAX PLANNING.| 4) NAME OF OTHER BUSINESS: PEACEFUL WILDERNESS, LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING COMPANY ; 5) NAME OF OTHER BUSINESS: DARIN J. ALEXANDER; INVESTMENT RELATED: NO ADDRESS: 9733 ROUNDSTONE CIRCLE FORT MYERS, FL 33967; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: 2ND HOME THAT IS AN OCCASIONAL RENTAL FOR A FEE ;
CRS (Client Relationship Summary) - RIA
Click below to view Darin Joseph Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16091 Swingley Ridge Rd Suite 180, Chesterfield, MO 63017RIA
CRD#: 105644
Chesterfield, MO
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16091 Swingley Ridge Rd Ste 180, Chesterfield, MO 63017BD
CRD#: 13572
Chesterfield, MO
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 8, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CHESTERFIELD, MO
Past
May 27, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CHESTERFIELD, MO
Past
April 12, 2001 - May 29, 2009
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
CHESTERFIELD, MO
Past
June 29, 2000 - May 29, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/2/2021)
RR
Colorado(6/9/2021)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Kansas(6/9/2021)
RR
Missouri(6/9/2021)
IAR
Missouri(6/29/2023)
RR
Nebraska(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Chesterfield, MO 63017TRUST BUT VERIFY
Monitor Darin Alexander
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
