Wayland L. Woo
Professional summary
Wayland Lee Woo, who also goes by Wayland Lee Woo, is a registered financial professional currently at KARMEQ, LLC located in Daly City, California.
Wayland is registered as a RR (Registered Representative) and started their career in finance in 2000. Wayland has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayland Lee Woo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2020 - Present
KARMEQ, LLC
Office #1: 318 Westlake Center Suite 203, Daly City, CA 94015September 8, 2005 - November 9, 2005
TERRA NOVA FINANCIAL, LLC
October 20, 2004 - June 24, 2005
TERRA NOVA FINANCIAL, LLC
March 1, 2000 - May 30, 2000
LEXIT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2022)
(10/26/2022)
(10/26/2022)
(11/29/2022)
(11/3/2020)
(11/3/2022)
(10/31/2022)
(10/26/2022)
(11/17/2022)
(11/29/2022)
(10/27/2022)
(11/21/2022)
(10/26/2022)
(11/3/2022)
(1/30/2023)
(10/26/2022)
(10/11/2022)
(10/26/2022)
(10/26/2022)
(11/3/2022)
(11/18/2022)
(11/21/2022)
(10/26/2022)
(12/8/2022)
(10/26/2022)
(11/15/2022)
(10/26/2022)
(10/26/2022)
(11/2/2022)
(11/16/2022)
(11/10/2022)
(11/21/2022)
(10/26/2022)
(10/26/2022)
(11/9/2022)
(10/28/2022)
(10/26/2022)
(10/31/2022)
(10/26/2022)
(10/26/2022)
(11/1/2022)
(10/27/2022)
(10/28/2022)
(11/15/2022)
(10/27/2022)
(11/3/2022)
(11/16/2022)
(11/7/2022)
(10/26/2022)
(11/16/2022)
(10/26/2022)
(10/31/2022)
Exams
Series 7TO
Date: 10/14/2020
General Securities Representative ExaminationFINRA
Current Firm
KARMEQ, LLC
CRD#: 300796 / SEC#: , 8-70320
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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