Michael Montalvo
Professional summary
Michael Montalvo, who also goes by Michael David Montalvo, Micheal Montalvo, Michael D Montalvo, Michael Montalvo, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Wake Forest, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Montalvo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
October 18, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111March 3, 2020 - October 8, 2024
MML INVESTORS SERVICES, LLC
January 21, 2020 - October 8, 2024
MML INVESTORS SERVICES, LLC
October 10, 2017 - August 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2017 - August 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2016 - September 14, 2017
VALIC FINANCIAL ADVISORS, INC.
October 3, 2016 - September 14, 2017
VALIC FINANCIAL ADVISORS, INC.
May 2, 2014 - April 11, 2016
TD AMERITRADE, INC.
May 2, 2014 - April 11, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 30, 2014 - April 11, 2016
TD AMERITRADE, INC.
March 31, 2009 - April 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2009 - April 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2008 - November 20, 2008
TD AMERITRADE, INC.
February 8, 2008 - November 20, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 24, 2007 - November 20, 2008
TD AMERITRADE, INC.
August 23, 2007 - October 11, 2007
THE CONCORD EQUITY GROUP, LLC
January 27, 2006 - August 24, 2007
J.P. TURNER & COMPANY, L.L.C.
July 1, 2005 - December 2, 2005
METROPOLITAN LIFE INSURANCE COMPANY
July 1, 2005 - December 2, 2005
MSI FINANCIAL SERVICES, INC.
October 12, 2004 - June 30, 2005
CITICORP INVESTMENT SERVICES
March 31, 2004 - October 15, 2004
ESSEX NATIONAL SECURITIES, LLC
August 29, 2003 - April 6, 2004
J.P. TURNER & COMPANY, L.L.C.
November 15, 2000 - October 11, 2001
J.P. TURNER & COMPANY, L.L.C.
May 4, 2000 - November 20, 2000
BARRON CHASE SECURITIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2024)
(10/21/2024)
(10/31/2024)
(10/23/2024)
(10/21/2024)
(10/21/2024)
(10/29/2024)
(10/21/2024)
(10/21/2024)
(10/22/2024)
(11/6/2024)
(10/21/2024)
(10/21/2024)
(10/21/2024)
(10/25/2024)
(10/21/2024)
(11/18/2024)
(10/23/2024)
(10/18/2024)
(10/25/2024)
(10/22/2024)
(10/23/2024)
(10/18/2024)
(10/18/2024)
(10/21/2024)
(10/21/2024)
(10/21/2024)
(10/18/2024)
(10/18/2024)
(11/21/2024)
(10/21/2024)
(10/21/2024)
(10/26/2024)
(10/21/2024)
(10/21/2024)
(10/21/2024)
(10/21/2024)
(10/21/2024)
(10/18/2024)
(10/21/2024)
(10/18/2024)
(10/22/2024)
(10/18/2024)
(10/24/2024)
(10/22/2024)
(10/18/2024)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
