Christa J. Kreinest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christa Jo Kreinest, who also goes by Christa Jo Albers, Christa Jo Chowning, Christa Jo Herold, Christa J Kreinest, Christa J Moriarity, was a registered financial professional .
Christa is a previously registered financial professional and started their career in finance in 2000. Christa had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - May 8, 2024
HAUSER RETIREMENT SOLUTIONS 2 LLC
September 16, 2016 - September 30, 2016
MORGAN STANLEY
September 16, 2016 - September 30, 2016
MORGAN STANLEY
September 26, 2014 - June 15, 2022
HAUSER RETIREMENT SOLUTIONS, LLC
January 2, 2014 - September 25, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 24, 2011 - September 25, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 27, 2009 - February 9, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
January 1, 2008 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
March 2, 2001 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
April 20, 2000 - December 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HAUSER RETIREMENT SOLUTIONS 2 LLC
CRD#: 299959 / SEC#: 801-117147
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAUSER RETIREMENT SOLUTIONS 2 LLC
CRD#: 299959 / SEC#: 801-117147
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 1,170,397,205 |
Red Flags
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