William H. Schnieders

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CRD#: 414570

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Henry Schnieders was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1969. William had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 5, 2002 - December 31, 2023

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

RIA

CRD#: 120952

PASADENA, CA

Past

July 8, 1997 - July 18, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PASADENA, CA

Past

May 20, 1994 - July 18, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 19, 1980 - May 31, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 31, 1980 - April 11, 1980

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

August 27, 1973 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

April 2, 1973 - August 31, 1973

MITCHUM, JONES & TEMPLETON INCORPORATED

CRD#: 584

Past

October 8, 1969 - June 2, 1973

BLALACK WELLS ASSOC INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD#: 120952 / SEC#: 801-61219

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 4/1/1980

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 5/10/1963

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 7/16/1973

Registered Principal Examination

Current Firm

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD#: 120952 / SEC#: 801-61219

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

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Contact information

Main Address

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101

Mailing Address

Phone number

(626) 584-6168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHNIEDERS CAP MGMT - ADV PART 2A (4/7/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 864,364,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

William H. Schnieders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

MITCHUM, JONES & TEMPLETON INCORPORATED

BLALACK WELLS ASSOC INC

Primary Firm SEC Registration

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/1995

Series 63

Date: 7/21/1983

PC

Date: 4/1/1980

Series 1

Date: 5/10/1963

Series 40

Date: 7/16/1973

Current Firm

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

TRUST BUT VERIFY

Contact information

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