Gregory V. Bangma
Professional summary
Gregory V. Bangma, who also goes by Gregory Vaughn Bangma, Gregory Bangma, is a registered financial advisor currently at SILVER LAKE ADVISORY, LLC located in Longboat Key, Florida.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory V. Bangma's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2013 - Present
SILVER LAKE ADVISORY, LLC
July 15, 2011 - May 3, 2013
BLACKHAWK CAPITAL PARTNERS, LLC
February 24, 2011 - June 22, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 24, 2011 - May 6, 2013
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 10, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
February 6, 2009 - February 11, 2011
QA3 FINANCIAL LLC
March 5, 2008 - December 31, 2008
TACTICAL PORTFOLIO ADVISORS, LLC
February 15, 2006 - April 16, 2008
MCM FINANCIAL CORP.
February 13, 2006 - April 15, 2008
MAUL CAPITAL MANAGEMENT
August 23, 2000 - January 3, 2006
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
SILVER LAKE ADVISORY, LLC
CRD#: 107625 / SEC#: 801-41655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2023)
Exams
Current Firm
SILVER LAKE ADVISORY, LLC
CRD#: 107625 / SEC#: 801-41655
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 496 |
| AUM (Assets Under Management) | $ 320,486,265 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
