Charles P. Lynch

STRATEGIC ADVISERS LLC

COLUMBIA, SC

Some features on this profile are disabled

CRD#: 4145160

Professional summary

Charles P. Lynch, who also goes by Charles P Lynch, Charles Patrick Lynch, Chuck Lynch, Charles Lynch, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Columbia, South Carolina and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles P Lynch | Charles Patrick Lynch | Chuck Lynch | Charles Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles P. Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COLUMBIA, SC

Current

May 27, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917

CRD#: 7784

Smithfield, RI

Past

June 22, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

FORT MILL, SC

Past

May 26, 2017 - April 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

May 26, 2017 - April 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

April 6, 2017 - May 15, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CHARLOTTE, NC

Past

April 6, 2017 - May 15, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CHARLOTTE, NC

Past

October 21, 2013 - March 24, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

October 21, 2013 - March 24, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

Past

March 5, 2013 - August 29, 2013

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

SHELBY, NC

Past

March 5, 2013 - August 29, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SHELBY, NC

Past

January 9, 2013 - January 30, 2013

RCH SECURITIES

CRD#: 146337

CHARLOTTE, NC

Past

April 5, 2012 - September 7, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

October 14, 2011 - December 20, 2011

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

COLUMBUS, OH

Past

October 14, 2011 - December 20, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

COLUMBUS, OH

Past

April 27, 2006 - September 22, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

October 1, 2000 - September 22, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

April 10, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/3/2021)

Alaska
(6/1/2021)

Arizona
(6/2/2021)

Arkansas
(6/2/2021)

California
(5/28/2021)

Colorado
(6/2/2021)

Connecticut
(5/28/2021)

Delaware
(6/11/2021)

District of Columbia
(6/4/2021)

Florida
(7/6/2021)

Georgia
(5/28/2021)

Hawaii
(6/16/2021)

Idaho
(6/1/2021)

Illinois
(6/9/2021)

Indiana
(6/3/2021)

Iowa
(5/28/2021)

Kansas
(5/28/2021)

Kentucky
(6/1/2021)

Louisiana
(6/7/2021)

Maine
(5/28/2021)

Maryland
(6/1/2021)

Massachusetts
(5/28/2021)

Michigan
(6/1/2021)

Minnesota
(6/3/2021)

Mississippi
(6/4/2021)

Missouri
(5/28/2021)

Montana
(5/28/2021)

Nebraska
(6/7/2021)

Nevada
(6/7/2021)

New Hampshire
(6/2/2021)

New Jersey
(5/28/2021)

New Mexico
(6/2/2021)

New York
(7/16/2021)

North Carolina
(5/28/2021)

North Dakota
(6/1/2021)

Ohio
(5/30/2021)

Oklahoma
(6/2/2021)

Oregon
(6/7/2021)

Pennsylvania
(5/28/2021)

Puerto Rico
(6/1/2021)

Rhode Island
(6/7/2021)

South Carolina
(6/1/2021)

IAR

South Carolina
(3/31/2025)

South Dakota
(7/6/2021)

Tennessee
(6/2/2021)

Texas
(6/2/2021)

IAR

Texas
(3/31/2025)

Utah
(6/1/2021)

Vermont
(6/1/2021)

Virginia
(5/29/2021)

Washington
(6/2/2021)

West Virginia
(6/28/2021)

Wisconsin
(6/1/2021)

Wyoming
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/7/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles P. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles P. Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

RCH SECURITIES

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2006

Series 63

Date: 5/9/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2004

Series 6

Date: 4/7/2000

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors